Business Case / Justification : the ECS group is part of the capital markets compliance team of cib. it is responsible for reviewing the electronic communications of the employees who conduct the business of the firm , such as bankers , sales , brokers and traders. The surveillance models for APAC Compliance are expanding at a very fast pace. This expansion is being driven by new regulations and by recommendations from internal and external Audits and Regulatory visits. This expansion will also increase the surveillance coverage and will require additional staff to investigate each occurrence to determine whether there is sufficient reason to generate a suspicious activity report. RESPONSIBILITIESOF THE CANDIDATE: Principle Business Responsibilities : Detect ,review and report on possible suspicious activities. Reviewing electroniccommunications of company employees for adherence to firm and regulatory rulesand for appropriateness. Identifyactual violations of regulatory requirements and internal policies andprocedures. Conductingboth routine and special inquiries as required or requested. Working withboth business and compliance managers to resolve instances of apparentdeviations from firm and regulatory rules help promotestrong and consistent corporate governance , ethical conduct and risk managementthrough thorough investigations and analysis Performingroutine administrative duties and reviews. Core Activities Covered : E -Mail , Bloomberg AND REUTERS Chats , InstantMessaging , etc. Salary: Not Disclosed by Recruiter Industry: Banking / Financial Services / Broking Functional Area: IT Software - Application Programming , Maintenance Role Category:Programming & Design Role:Team Lead/Technical Lead Desired Candidate Profile Please refer to the Job description above Education- UG: B.Tech/B.E. PG:M.Tech
